Głowacki Law Firm

Financial Market

can-I-trade-in-financial-instruments-as-from-2018

 

MiFID II position limits exposures in contracts traded outside of Europe do not qualify for netting

 

intragroup exemption margin fca video

 

Systematic internaliser can stream prices to clients

 

emir intragroup exemption fca

 

Lei

 
Two weeks for SI calculations? Is it enough?
Monday, 07 November 2016 05:44

 

Investment firms must set up all necessary infrastructure to be able to carry out calculations of the investment firm's position versus systematic internaliser's thresholds within two weeks after the publication by ESMA of the EU-wide reference data.

 

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Committee no longer responsible for the investment decision
Monday, 31 October 2016 05:41

 

MiFID II reporting rules force the functions of risk committees to be reconsidered.

 

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Dark pools, crossing networks, voice brokerage systems - are their secret algorithms at risk of being compromised?
Monday, 12 September 2016 05:37

 

Under MiFID II secondary legislation the nature of any algorithm or program used to determine the matching and execution of trading interests is going to be routinely revealed to competent authorities.

 

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Viability of the EU OTC commodity forward markets hinged on one word in the recital of the European Commission Regulation
Tuesday, 30 August 2016 05:30

 

Physical forwards can still be used under MiFID II by commodity producers in bilateral contracts. Most of them will not be captured by the financial instruments' strict legal requirements. 

 

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Commission Delegated Regulation of 18 May 2016 - relaxed legal corset on energy traders
Monday, 22 August 2016 05:30

 

Traders in physically settled energy forwards will not be required to hold a MiFID II licence when trading on OTFs' markets.


According to recent European Commission Delegated Regulation, in order to remain within the scope of this exemption licenses to operate in the energy physical markets or adequate production, storage or consumption facilities will not be necessary.

 

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Flawed inception of mandatory clearing
Tuesday, 09 August 2016 10:00

 

Financial counterparties and alternative investment funds (AIFs) which are not clearing members and which have a lower level of activity in OTC derivatives (to be measured against a quantitative threshold) will likely benefit from extended deadlines for mandatory clearing.

 

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