Classification of Financial Instruments (CFI)
European Union Electricity Market Glossary

 


 

 

 

 

 

 

 

info


Questions and Answers on MiFIR data reporting, 7 July 2017, ESMA70-1861941480-56

 

 

 

 

numbering blue  Question [Last update: 02/02/2017]


What ISINs, CFI codes and FISNs can be used to identify financial instruments?

 

Answer 

 

For the purpose of reporting reference data under the requirements of MiFIR Article 27, ISO 6166 ISINs, ISO 10962 CFI codes and ISO 18774 FISNs issued by the relevant National Numbering Agency (NNA) should be used. For further information please refer to the following link: http://www.anna-web.org/standards/about-identification-standards/.

 

 

numbering blue   Question [Last update: 02/02/2017]


Which version of the CFI is applicable for the purposes of the Commission Delegated
Regulation [RTS 23]?


Answer


For the purposes of reporting reference data under the requirements of the RTS 23, the ISO 10962:2015 CFI code is applicable.

 

 

 

 

 

 

 

 

Commission Implementing Regulation No 1247/2012 of 19 December 2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories 

 

as amended by

 

Commission Implementing Regulation (EU) 2017/105 of 19 October 2016 amending Implementing Regulation (EU) No 1247/2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

 

Article 4(7) - (9)

 

7. The derivative shall be classified in Field 4 of Table 2 of the Annex using an ISO 10692 Classification of Financial Instrument (CFI) code for products identified through an ISO 6166 ISIN code or an AII code.

 

8. Derivatives for which an ISO 6166 ISIN code or an AII code are not available shall be classified by means of a designated code. That code shall be:
(a) unique;
(b) neutral;
(c) reliable;
(d) open source;
(e) scalable;
(f) accessible;
(g) available at a reasonable cost basis;
(h) subject to an appropriate governance framework.

 

9. Until the code referred to in paragraph 8 is endorsed by ESMA, derivatives for which an ISO 6166 ISIN code or an AII code are not available shall be classified using an ISO 10692 CFI code.

 

 

 

 

IMG 0744

    Documentation    



 

 

 

Questions and Answers on MiFIR data reporting, 7 July 2017, ESMA70-1861941480-56

 

Commission Implementing Regulation No 1247/2012 of 19 December 2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories, Article 4(7) - (9)

 

Commission Implementing Regulation (EU) 2017/105 of 19 October 2016 amending Implementing Regulation (EU) No 1247/2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

 

 

 

 

 

 

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    Links    

 

 

 

ANNA CFI website

 

 

International Securities Identification Number (ISIN)

 

 

 

 

 

 

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Last Updated on Saturday, 23 September 2017 21:33
 

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