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Approved Publication Arrangement (APA) - Page 4
European Union Electricity Market Glossary

 

 

 

chronicle

APA - regulatory chronicle

  

 

 

12 July 2019

 

ESMA Consultation Paper, MiFID II/MiFIR review report on the development in prices for pre- and post- trade data and on the consolidated tape for equity instruments, ESMA70-156-1065

 

14 November 2018

 

Questions and Answers on MiFID II and MiFIR transparency topics, ESMA70-872942901-35

General Q&As on transparency topics, Question 10 updated on 14 November 2018

 

15 December 2017

 

ESMA Opinion, Determining third-country trading venues for the purpose of transparency under MiFID II / MiFIR, 15 December 2017, ESMA70-154-467 

In the Opinion of 15 December 2017 ESMA decided that:

- pending an ESMA’s assessment of third-country trading venues and the publication of the results, transactions on third-country trading venues should not be required to be made post-trade transparent under Articles 20 and 21 of MiFIR,

- the ESMA’s publication will include both lists of third-country trading venues: meeting and not meeting a set of stipulated criteria.

 

7 July 2017

 

Questions and Answers on MiFID II and MiFIR market structures topics, 7 July 2017, ESMA70-872942901-38, Question 19

 

 

 

 

IMG 0744

    Documentation    

 

 

 

 

 

ESMA Opinion, Determining third-country trading venues for the purpose of transparency under MiFID II / MiFIR, 15 December 2017, ESMA70-154-467 

 

In the Opinion of 15 December 2017 ESMA decided that:

 

- pending an ESMA’s assessment of third-country trading venues and the publication of the results, transactions on third-country trading venues should not be required to be made post-trade transparent under Articles 20 and 21 of MiFIR,

 

- the ESMA’s publication will include both lists of third-country trading venues: meeting and not meeting a set of stipulated criteria.

 

ESMA Opinion, Determining third-country trading venues for the purpose of transparency under MiFID II / MiFIR, 31 May 2017, ESMA70-154-165

 

MiFID II Article 64

 

MiFIR Article 20, 21

 

Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers, OJ L 87, 31.3.2017, p. 126–141

 

Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive, Articles 84 - 89

 

Questions and Answers on MiFID II and MiFIR transparency topics, ESMA70-872942901-35

 

Questions and Answers on MiFID II and MiFIR market structures topics, ESMA70-872942901-38

 

Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions, OJ L 87, 31.3.2017, p. 90–116, Article 6, Article 18

 

Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives, Article 7

 

Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser

 

Working document on on the proposals to amend the European System of Financial Supervisions, Committee on Economic and Monetary Affairs, 23.01.2018 (COM(2017/0536 - C8- 0319/2017 - 2017/0230(COD), COM(2017/0537 - C8-0318/2017 - 2017/0231(COD), COM(2017/0538 - C8-0317/2017 - 2017/0232(COD)

 

Legislative process

 

Commission Delegated Regulation (EU) of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives, C(2016) 4301 final and Annexes

 

Commission Delegated Regulation (EU) of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser, C(2016) 4390 and Annexes

 

Opinion (Annex) Amended draft Regulatory Technical Standards on transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives under MiFIR, 2 May 2016, ESMA/2016/666

 

Guidelines on specific notions under MiFID II related to the management body of market operators and data reporting services providers, 5 October 2016, ESMA/2016/1437

 

Consultation Paper RTS specifying the scope of the consolidated tape for non-equity financial instruments 03 October 2016, ESMA/2016/1422

 

 

 

 

  

clip2

    Links    

 

 

 

 

Approved Publication Arrangements (APAs) Register

 

FCA website on Data Reporting Services Providers

 

FCA grants APA status to firms ahead of MiFID II

 

Financial Instruments Reference Data System (FIRDS)

 

 

 

 

 

 



Last Updated on Friday, 12 July 2019 22:19
 

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