Legal Entity Identifier (LEI) use under the EU financial regulation - Page 3
European Union Electricity Market Glossary

 


 

 

 

 

 

IMG 0744

    Documentation    

 

 

 

 

 

Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities, Article 5, Recitals 6, 8, and 14, Annex I

 

Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities, Article 3(2)

 

Questions and Answers on MiFIR data reporting, 7 July 2017, ESMA70-1861941480-56

 

Briefing Legal Entity Identifier (LEI), 09 October 2017, ESMA70-145-238

 

Guidelines Transaction reporting, order record keeping and clock synchronisation under MiFID II, 10 October 2016, ESMA/2016/1452, p. 24

 

ESMA's Consultation Paper Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation, 23 December 2015, ESMA/2015/1909, p. 20

 

Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 laying down implementing technical standards with regard to the timing, format and template of the submission of notifications to competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council

 

Commission Delegated Regulation (EU) 2016/909 of 1 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications

 

Regulatory technical and implementing standards – Annex I MiFID II / MiFIR, 28 September 2015 (ESMA/2015/1464)

 

ESMA Consultation Paper – Annex B Regulatory technical standards on MiFID II/MiFIR of 19 December 2014 ESMA/2014/1570, p. 406 et. seq., Draft regulatory technical standards on reporting obligations under Article 26 of MiFIR, Recital 18

 

LEI ROC statement 30 September 2015 on individuals acting in a business capacity

 

LEI ROC statement of 11 July 2016 11 Including data on international/foreign branches in the Global LEI System

 

OTC Derivatives Market Reforms Twelfth Progress Report on Implementation, Financial Stability Board, 29 June 2017, p. 14

 

 

 

 

 

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    Links    

 

 

 

 

 

It is Time to Obtain a Legal Entity Identifier (LEI), ISDA, GFMA, AFME, ASIFMA, SIFMA

 

FCA website - MiFID II - Legal Entity Identifier (LEI) update

 

For Asia/Pac Rim firms, becoming “MiFID II friendly” starts with getting an LEI

 

 

 

 

 

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Last Updated on Friday, 20 October 2017 22:32
 

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